Business Compliance Partners

Business Compliance Partners was formed to provide investment advisers, hedge funds and broker-dealers with simple, down-to-earth and affordable compliance solutions. Our mission is to serve those who do not have the time or the resources to develop, implement or effectively manage their compliance programs. We tailor our services to fit the needs of our clients. This can range from guiding  startups through the registration process to assisting  established firm s with succession planning, and  supporting our clients' day-to-day compliance needs.


Continuing Education (CE)

Welcome to Business Compliance Partners' continuing education web portal. We are proud to offer you continuing education content that is both relevant and timely.  Our compliance training partner, Quest CE, has a curriculum that covers a broad spectrum of topics important to today's financial service professional. Some of the topics covered in the library of available courses include: Anti-Money Laundering, Fixed Annuities, Variable Annuities, Mutual Funds, Asset Allocation, Retirement Planning, Long Term Care, 529 Plans, Suitability and Disability Income Insurance.  


Training courses are accessible 24 hours a day via any device that can connect the student to the internet.  Each course presents a discussion of the basic rules and introduces practice scenarios.  Each course is followed by a quiz that tests student understanding and mastery of the concepts just introduced.  


Management will have access to tracking tools that show progress towards individual completion of the firm’s continuing education requirements.  These tools also provide reports that can be used to demonstrate to regulators the successful implementation of the firm’s continuing education program.