B/D Compliance Associates, Inc.

B/D Compliance Associates, Inc. (BDCA) provides broker/dealer and registered investment advisor regulatory compliance consulting to both existing firms and start-up operations. Founded by a former FINRA Senior Examiner in 1994, the associates of our firm all have extensive practical street experience. We can design your continuing education, annual compliance meeting and AML training plans, or you can choose your own ad hoc training through Quest CE, an industry leader in training.