Individual investment advisor representatives (IARs) needing to complete state-mandated IAR CE should checkout here.

Investment Advisor Express

Investment Advisor Express is a comprehensive compliance training platform for financial firms. It allows you, as a compliance administrator, to set up and manage training programs for multiple employees, assign specific courses, and access detailed progress reports.

1

Services

Select your services
2

Account Setup

Create user account
3

Payment

Select your payment option

Training

Unlimited IA Training Catalog (Includes AML)
View IA Course Options | View Demo | $50
Unlimited Insurance + Designation CE
View Catalog | $50
Annual Compliance Meeting (ACM)
View Demo | $50
IAR CE Full Package (12 credits)
View Catalog | $100
IAR CE Ethics Package (6 credits)
View Catalog | $50

Questionnaire

Annual Compliance Questionnaire
View Demo | $50

Disclosure

Disclosure Tracking
View Demo | $40

Policy Management

Policy Attestation
View Demo | $50

Summary of Services

Your primary service is $50 per user and each additional service is $15 per user, with the exception of IAR CE, Insurance CE and the Disclosure Tracking Suite

Access to the program will run until December 31st, at which time you will need to renew your program for another training year.

* The total cost will update automatically if you modify your selections above.