Individual investment advisor representatives (IARs) needing to complete state-mandated IAR CE should checkout here.

Investment Advisor Express

Investment Advisor Express is a comprehensive compliance training platform for financial firms. It allows you, as a compliance administrator, to set up and manage training programs for multiple employees, assign specific courses, and access detailed progress reports.

1

Services

Select your services
2

Account Setup

Create user account
3

Payment

Select your payment option

Training

Unlimited IA Training Catalog (Includes AML)
View IA Course Options | View Demo | $55
Unlimited Insurance + Designation CE *
View Catalog | $65
Annual Compliance Meeting (ACM)
View Demo
IAR CE Full Package (12 credits) *
View Catalog | $100
IAR CE Ethics Package (6 credits) *
View Catalog | $55

Questionnaire

Annual Compliance Questionnaire
View Demo

Disclosure

Disclosure Tracking
View Demo | $40

Policy Management

Policy Attestation
View Demo

Summary of Services

Each firm's primary service is billed at $55 per user, and each additional service thereafter is priced at $20 per user. IAR CE, Insurance CE, and the Disclosure Tracking Suite are priced separately at their own listed rates.

Program Year access to services runs through December 31st, at which point renewal is required for access to the next program year.

*Rate includes credit processing fees incurred by Quest CE.

* The total cost will update automatically if you modify your selections above.