This course covers some of the basics of ethics, including offering a glance at past legislation that has brought us to where we are today. By also outlining the importance of the professional, this course gives a concrete explanation of the importance of ethics to today's financial professional.
Training Topics:
- Define the basis for ethics and how professional conduct supports ethics - Identify the characteristics of a professional - Identify different events that helped mold financial ethics - Define professionalism and what attributes contribute to professional conduct - Identify how compliance, ethics, and professionalism work together
This course will provide an overview of the characteristics of ethics and professionalism. Topics included are the standards by which a professional should be judged and a study of ethics on its philosophical and compliance levels. * This course is not Texas classroom equivalent.
Training Topics:
- Define the basis for ethics and how professional conduct supports ethics - Identify the characteristics of a professional - Define professionalism and what attributes contribute to professional conduct - Identify how compliance, ethics, and professionalism work together
