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COURSE OFFERINGS

Browse our diverse catalogs for the latest industry hot topics!

Firm Element

Featuring over 450 courses, we offer a diverse range of the most current and comprehensive firm element training courses available to the industry.

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Investment Advisor Training

Our cost-effective courses enhance your advisers’ ability to provide investment advice to clients, protecting the client, advisor and firm.

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Annual Compliance Meeting

Utilize pre-built meetings, mix and match any one of our 92 modules, or create a custom presentation based on preexisting
materials.

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Anti-Money Laundering

Whether your firm has retail, institutional or wholesale representatives, our online AML catalog has over 74 courses to fit your firm's varying needs.

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Cybersecurity

Deliver a corporate training program that's designed to enhance your advisors' skills, knowledge and understanding of important MSRB rules and regulation.

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MSRB Training

Deliver a corporate training program that’s designed to enhance your advisors’ skills and understanding of MSRB rules and
regulation.

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FINRA E-Learning

Add FINRA-authored content to your to Quest CE account or purchase courses exclusively through FINRA’s online e-learning portal.

FINRA E-Learning

FINRA CFP >>

Insurance CE

Receive state continuing education for Life & Health, Property & Casualty, NAIC Annuity Suitability, Long-Term Care and Ethics content.

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Designation CE

Receive designation continuing education for certifications such as CFA, CFP, CFFP (CRPC/RP), IMCA (CIMA/CIMC), PRP (CLU/ChFC) and C(k)P.

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Retail Portal >>