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2018 MSRB Training Course Catalog

Contact Sales
Course Course ID Level
An Overview of Fixed Income Securities (FE) 9141 Overview
Anti-Money Laundering for Municipal Securities Representatives (FE) 9142 Overview
Auction Rate Securities (FE) 9143 Intermediate
Basics of Bond Investing (FE) 9144 Overview
Customer Data Protection and the Municipal Securities Representative (FE) 9145 Overview
Ethics and Professional Conduct for the Municipal Securities Representative (FE) 9146 Overview
Fixed Rate Primary Market Offerings (FE) 9147 Overview
MSRB Rule G-3 (FE) 9148 Overview
NEW! -  MSRB Rule G-42: The Fiduciary Duty Rule 9470 Overview
MSRB Rules and Risks (FE) 9150 Overview
Municipal Advisor Rules (FE) 9151 Advanced
Municipal Advisors, Municipal Underwriters, Advice and the MSRB (FE) 9152 Intermediate
Municipal Bond Investing and Regulation (FE) 9153 Overview
SEC Rule 15c2-12 (FE) 9154 Overview
SEC Rule 15c2-12 - Municipalities Continuing Disclosure Cooperation Initiative (FE) 9155 Intermediate
Supervision of Municipal Securities Representatives (FE) 9156 Intermediate
The Role of the FINOP (FE) 9157 Advanced